Broker Check

our INVESTMENT & ACCOUNT SOLUTIONS

Sophisticated Implementation Solutions

Investment & Insurance options available to you from cost-effective and diversified selections appropriate to your goals and expectations.

Account Solutions

  • Advisory Accounts
  • Transactional Accounts
  • Managed Accounts
  • Accounts directly held by the investment or insurance company.

Advisory Solutions Implementation

  • Benefits Available to Implement
    • Asset Location & Income Source Smart
      • Tax Deferred / Tax Free / Taxable
    • Tax Aware Management / Overlay Services
    • Transparency & Simplicity
    • Cost Effective
    • Manager Access & Diversification
    • Impact / ESG (Environmental / Social / Governance) Inclusion / Overlay
  • Strategy Styles
    • Strategic / Dynamic / Tactical
  • Advisory Managed Accounts
  • Unified Managed Accounts (UMA
  • Separately Managed Accounts (SMAs)
  • Strategist Portfolios

Corporate Trustees

  • Referral and coordination with professional Trustee Services

Group Retirement Plans

  • Plan Level Implementation for your Business
  • Employee / Participant Level Self-Directed Brokerage Account (As available in your plan)

Broad Selection of Investment and Insurance Solutions

General Investment Solutions

  • Stocks
  • Corporate Bonds
  • Municipal Bonds
  • Exchange Traded Funds (ETFs) – Both Active and Passive
  • Exchange Traded Notes (ETNs)
  • Closed End Mutual Funds (CEFs) – Secondary Market – Buy at Discount
  • Open End Mutual Funds- Both Load No Load Institutional or Similar Shares
  • Unit Investment Trust (UITs) – Income, Growth, and Alternatives
  • 529 College Savings Plans
  • Defined Risk / Buffered / Hedge Strategy and Structured Investments

Qualified and Accredited Investor Solutions (As Available)

  • Real Estate Investment Trusts (REITs) – Both Initial Offer and Traded
  • Business Development Corps. (BDCs) – Both Initial Offer and Traded
  • Interval Funds
  • Private Placements / Limited Partnerships
  • 1031 Real Estate Exchanges
  • Tax Credit Investments

Insurance Solutions

  • Life Insurance – Level Term, Indexed, Variable, Long Term Care Options, Survivorship, Business Buyout, Estate and Trust Options
  • Long Term Care – Stand Alone Plans

Annuity Income Solutions

  • Deferred Annuities – Lifetime Income Rider guaranteed by quality insurance companies
  • Immediate Annuities – Income rate guaranteed for personized time period by quality insurance companies.

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